8-K: Current report
Published on March 17, 2026
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Item 8.01 Other Events.
As previously reported, on February 27, 2026, Birchtech Corp. (the “Company”) completed a public offering (the “Offering”) of 6,250,000 shares of the Company’s common stock, par value $0.001 per share, at a purchase price per share of $2.40 (the “Offering Price”), generating gross proceeds of $15.0 million. The Company entered into an underwriting agreement with Lake Street Capital Markets, LLC, as representative of the several underwriters named therein (collectively, the “Underwriters”), relating to the Offering, pursuant to which the Company also granted the Underwriters a 30-day option to purchase up to an additional 937,500 shares of common stock at the Offering Price (the “Over-Allotment Option”).
On March 17, 2026, the Company sold to the Underwriters pursuant to the Underwriters' partial exercise of its Over-Allotment Option, 600,000 shares of common stock resulting in additional gross proceeds to the Company of approximately $1.4 million. After giving effect to such partial exercise of the Over-Allotment Option, a total of 6,850,000 shares of common stock have been issued and sold in the Offering, and the gross proceeds from the Offering, including the partial exercise of the Over-Allotment Option, was approximately $16.4 million. The Over-Allotment Option currently provides for the purchase of up to an additional 337,500 shares of common stock, which remain unexercised.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
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Exhibit Number |
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| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Birchtech Corp. | ||
| Date: March 17, 2026 | By: | /s/ Richard MacPherson |
Richard MacPherson President and Chief Executive Officer |
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