SC 13G: Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions
Published on February 24, 2012
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. ___)*
Midwest Energy Emissions Corp.
(Name of Issuer)
Common Stock
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(Title of Class of Securities)
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59833H101
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(CUSIP Number)
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February 16, 2012
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(Date of Event Which Requires Filing of this Statement)
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Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Page 1 of 6 Pages
SCHEDULE 13G
CUSIP No. 59833H101
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Page 2 of 6 Pages
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1
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NAMES OF REPORTING PERSONS
Arthur Greenberg, Jr.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)*
(A) x
(B) o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
USA
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
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2,000,000
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6
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SHARED VOTING POWER
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1,000,000
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7
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SOLE DISPOSITIVE POWER
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2,000,000
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8
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SHARED DISPOSITIVE POWER
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1,000,000
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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3,000,000
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10
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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9.7% (1)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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______________
(1)
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The percentage is based upon 31,001,352 shares of common stock outstanding as of November 21, 2011, as reported by the Issuer in its latest Quarterly Report on Form 10-Q, as filed with the Securities and Exchange Commission on November 21, 2011.
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Page 2 of 6 Pages
SCHEDULE 13G
CUSIP No. 59833H101
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Page 3 of 6 Pages
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1
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NAMES OF REPORTING PERSONS
Christopher Greenberg
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)*
(A) x
(B) o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
USA
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
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1,000,000
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6
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SHARED VOTING POWER
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2,000,000
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7
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SOLE DISPOSITIVE POWER
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1,000,000
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8
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SHARED DISPOSITIVE POWER
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2,000,000
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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3,000,000
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10
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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9.7% (1)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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_______________
(1)
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The percentage is based upon 31,001,352 shares of common stock outstanding as of November 21, 2011, as reported by the Issuer in its latest Quarterly Report on Form 10-Q, as filed with the Securities and Exchange Commission on November 21, 2011.
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Page 3 of 6 Pages
Item 1(a) | Name of Issuer: | |
Midwest Energy Emissions Corp. | ||
Item 1(b) | Address of Issuer’s Principal Executive Offices: | |
500 West Wilson Bridge Road
Suite 140
Worthington, Ohio 43085
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Item 2(a) | Name of Persons Filing: | |
Arthur Greenberg, Jr., with respect to 2,000,000 shares directly owned by him individually, and with respect to 1,000,000 shares directly owned by Christopher Greenberg. | ||
Christopher Greenberg, with respect to 1,000,000 shares directly owned by him individually, and with respect to 2,000,000 shares directly owned by Arthur Greenberg, Jr. | ||
For purposes of Sections 13(d) and 13(g) of the Securities Exchange Act of 1934, as amended, Arthur Greenberg, Jr. and Christopher Greenberg have shared beneficial ownership as a group of the 3,000,000 shares owned by them as set forth above. | ||
Item 2(b) | Address of Principal Business Office or, if None, Residence: | |
3301 30th Avenue South
Suite 104
Grand Forks, ND 58201
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Item 2(c) | Citizenship: | |
USA | ||
Item 2(d) | Title of Class of Securities: | |
Common Stock | ||
Item 2(e) | CUSIP Number: | |
59833H101 |
Page 4 of 6 Pages
Item 3 | If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: |
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(a)
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Broker or dealer registered under Section 15 of the Act.
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(b)
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o |
Bank as defined in Section 3(a)(6) of the Act.
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(c)
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Insurance company as defined in Section 3(a)(19) of the Act.
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(d)
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Investment company registered under Section 8 of the Investment Company Act of 1940.
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(e)
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An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E).
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(f)
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An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F).
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(g)
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G).
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(h)
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
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(i)
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A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act.
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(j)
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A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
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(k)
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Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
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Page 5 of 6 Pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 24, 2012
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By:
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/s/ Arthur Greenberg, Jr. | |
Arthur Greenberg, Jr. |
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By:
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/s/ Christopher Greenberg | |
Christopher Greenberg |
Page 6 of 6 Pages